FIA Updates Customer Funds Protection Guide

FIA issued an updated version of its guide to the rules and regulations for U.S customer fund protections. The guide provides futures commission merchants and their customers with simple, easy-to-use information about how customer funds are protected in futures and cleared swaps markets.
Read the Guide

September 2014
FIA Global CCP Rulebook Review Will Provide Comprehensive Guide to Clearinghouse Rules (Sept. 25, 2014)
FIA Special Report: CFTC Proposes Margin Rule, Finalizes Rule on Swaps with Utilities (Sept. 17, 2014)
FIA Special Report: CFTC's Massad Discusses Talks with EU on CCP Recognition (Sept. 17, 2014)
FIA Special Report: Court Dismisses Part of CFTC Cross-Border Case, Orders Cost-Benefit Review (Sept. 16, 2014)
August 2014
FIA's Fifth SEF Tracker Allows Users to Analyze Underlying Data (Aug. 28, 2014)
FIA and FIA PTG Comment on CFTC Market Surveillance Program (Aug. 4, 2014)
FIA Seeks Clarification on Ukraine Sanctions (Aug. 1, 2014)
July 2014
FIA Files Supplemental Comment on Position Limits (July 31, 2014)
Statement from FIA President and CEO Walt Lukken on the Resignation of CFTC Commissioner Scott O'Malia (July 21, 2014)
FIA Elects New Chairman and Two New Board Members (July 18, 2014)
FIA’s Fourth SEF Tracker Shows Higher Volume on Swap Execution Facilities (July 9, 2014)
June 2014
CFTC Further Extends the Reopened Comment Period for its Rulemaking Proposals on Position Limits for Physical Commodity Derivatives and Aggregation (June 27, 2014)
FIA Special Report: House Passes CFTC Reauthorization Bill (June 24, 2014)
FIA Statement on House Vote to Reauthorize the CFTC (June 24, 2014)
FIA Issues Third SEF Tracker Report on Swap Trading Activity (June 11, 2014)
FIA CEO Walt Lukken Congratulates New CFTC Commissioners (June 3, 2014)
May 2014
FIA’s Lukken Discusses Global Trends at Shanghai Derivatives Market Forum (May 28, 2014)
FIA Issues Updated Guide to Customer Fund Protections (May 27, 2014)
FIA Special Report: CFTC Discusses Cross-Border Issues (May 23, 2014)
FIA Questions ICE Clear Europe Proposal for Covering Losses from Treasury Management (May 16, 2014)
>FIA Newsroom
> ICAP cuts jobs and shuts desks (FT)149
> High frequency market making (Futures)128
> Dimon Pep Talk Consoles Eric Cantor on Way to Wall Street (Bloomberg)124
> Collaboration key to the future of market infrastructure (Financial News)122
> Canada's TMX names Lou Eccleston as CEO (Reuters)115
> ICAP Hit by Charge as Spencer Overhauls Voice Broking (Bloomberg)115
> DTCC and Euroclear seal collateral pool venture (FT)112
> Swap reforms force best execution rethink (Risk.net)110
> Breaking: BNY Mellon shuts European derivatives clearing division (FOW magazine)104
> CFTC gripped by fiscal year-end hiring frenzy (Risk.net)101
> Mercuria's third founder: China head eyes long game (Reuters)93
> Crawling Before Walking (Waters)92
> ISE Submits Filing for New Options Exchange Called ISE Mercury (Bloomberg)90
> ESMA consults on derivatives definition under MiFID (Automated Trader)90
> ISE files application for third U.S. options exchange (Reuters)89
> Tabb Survey: Swap Participants Air Discontent With SEF Rules (Wall Street & Technology)89
> FSB backs derivatives crisis-clause (FT)88
> Bank derivatives boom ahead of ECB test results as investors play safe (Reuters)87
> Charles Li - Unlocking the value of the LME (Automated Trader)86
> Russia drops EU-style swap reporting (Risk.net)86
> MCX-SX loses grip on currency derivatives (Livemint)86
Read More E-clips »
E-clips users: Please note that these news stories are drawn from independent sources. The FIA does not verify or endorse any of these articles, and takes no responsibility for their contents. Please contact Heather Vaughan at the FIA if you have any questions or suggestions regarding this service. (202) 466-5460