CCP RISK REVIEW
CCP Risk Review

The CCP Risk Review summarizes - in detail - the rules and procedures of CCPs worldwide. Written in practical, comparative terms and incorporating key implications of applicable law where relevant, the Risk Review assists market participants and regulators in scrutinizing and understanding the risks related to CCPs, for both clearing members and clients.

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FUTURES INDUSTRY
CONSUMER FUNDS PROTECTION
FIA Updates Customer Funds Protection Guide

FIA issued an updated version of its guide to the rules and regulations for U.S customer fund protections. The guide provides futures commission merchants and their customers with simple, easy-to-use information about how customer funds are protected in futures and cleared swaps markets.
Read the Guide


SEF TRACKER
FIA NEWS
December 2014
>
FIA Supports CFTC’s Proposed Residual Interest Amendment (Dec. 17, 2014)
>
FIA’s Eighth SEF Tracker Released (Dec. 2, 2014)
November 2014
>
FIA Issues Fourth Version of Guide to Customer Fund Protections (Nov. 25, 2014)
>
FIA Elects Two New Board Members (Nov. 21, 2014)
>
FIA Global Requests Segregated Margin Be Excluded from Basel III Capital Requirements (Nov. 20, 2014)
October 2014
>
FIA Announces General Counsel Barbara Wierzynski to Depart Role at End of 2014 (Oct. 31, 2014)
>
FIA’s Seventh SEF Tracker Released (Oct. 27, 2014)
>
Walt Lukken Congratulates FIA Member R.J. O’Brien on Centennial (Oct. 17, 2014)
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FIA Special Report: CFTC Examines FX Clearing Mandate (Oct. 10, 2014)
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FIA Responds to FinCEN Ownership Identification Rule (Oct. 2, 2014)
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FIA’s Sixth SEF Tracker Shows Continued Growth in FX Trading (Oct 2, 2014)
September 2014
>
FIA Global CCP Rulebook Review Will Provide Comprehensive Guide to Clearinghouse Rules (Sept. 25, 2014)
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FIA Special Report: CFTC Proposes Margin Rule, Finalizes Rule on Swaps with Utilities (Sept. 17, 2014)
>
FIA Special Report: CFTC's Massad Discusses Talks with EU on CCP Recognition (Sept. 17, 2014)
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FIA Special Report: Court Dismisses Part of CFTC Cross-Border Case, Orders Cost-Benefit Review (Sept. 16, 2014)
August 2014
>
FIA's Fifth SEF Tracker Allows Users to Analyze Underlying Data (Aug. 28, 2014)
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FIA and FIA PTG Comment on CFTC Market Surveillance Program (Aug. 4, 2014)
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FIA Seeks Clarification on Ukraine Sanctions (Aug. 1, 2014)
July 2014
>
FIA Files Supplemental Comment on Position Limits (July 31, 2014)
 
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FRIDAY, DECEMBER 19 
> When Regulators Are Blind to Rules (NY Times)174
> The Renaissance of Jamie Dimon (Bloomberg)99
> Fed Gives Banks More Time to Sell Private-Equity, Hedge-Fund Stakes (Dow Jones)91
> Fed Delays Volcker Rule, Giving Wall Street Another Holiday Gift (Huff Post)83
> EU releases technical advice on Mifid regs (FT)75
> How a Memo Cost Big Banks $37 Billion (WSJ)69
> RBC to pay $35 million to settle U.S. lawsuit on trading scheme (Reuters)62
> Royal Bank to Pay $35 Million to End CFTC Wash-Trade Suit (Bloomberg)55
> Nasdaq Clearing signs up major buy-side swaps client (The Trade News)52
> Osaka signs system contract with Tocom (FOW magazine)51
> A Humbled Janus Capital Is Betting on Bill Gross for Its Turnaround (Bloomberg)51
> U.S. Treasury Criticizes Europe’s Plan to Fix Tainted Benchmarks (Bloomberg)49
> Regulators Delay Key Volcker Implementation Date Until 2017 (American Banker)48
> EU Hits Dark Pools as Traders Face 1000-Page Rule Revamp (Bloomberg)47
> Highest U.K. Court Denies Rusal Right to Appeal Against LME (WSJ)43
> FX-Linked Note Sales Drop on H.K. Unlisted Market, Report Finds (Bloomberg)43
> Fed Gives Banks More Time to Sell Private-Equity, Hedge Fund Stakes (WSJ)42
> Fed Grants Volcker Reprieve in Banks' Second Big Win This Month (Bloomberg)42
> UK Supreme Court says Rusal can't appeal LME warehouse case (Reuters)41
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E-clips users: Please note that these news stories are drawn from independent sources. The FIA does not verify or endorse any of these articles, and takes no responsibility for their contents. Please contact Heather Vaughan at the FIA if you have any questions or suggestions regarding this service. (202) 466-5460