CCP Risk Review

The CCP Risk Review summarizes - in detail - the rules and procedures of CCPs worldwide. Written in practical, comparative terms and incorporating key implications of applicable law where relevant, the Risk Review assists market participants and regulators in scrutinizing and understanding the risks related to CCPs, for both clearing members and clients.

Learn More

FIA Updates Customer Funds Protection Guide

FIA issued an updated version of its guide to the rules and regulations for U.S customer fund protections. The guide provides futures commission merchants and their customers with simple, easy-to-use information about how customer funds are protected in futures and cleared swaps markets.
Read the Guide

November 2014
FIA Issues Fourth Version of Guide to Customer Fund Protections (Nov. 25, 2014)
FIA Elects Two New Board Members (Nov. 21, 2014)
FIA Global Requests Segregated Margin Be Excluded from Basel III Capital Requirements (Nov. 20, 2014)
October 2014
FIA Announces General Counsel Barbara Wierzynski to Depart Role at End of 2014 (Oct. 31, 2014)
FIA’s Seventh SEF Tracker Released (Oct. 27, 2014)
Walt Lukken Congratulates FIA Member R.J. O’Brien on Centennial (Oct. 17, 2014)
FIA Special Report: CFTC Examines FX Clearing Mandate (Oct. 10, 2014)
FIA Responds to FinCEN Ownership Identification Rule (Oct. 2, 2014)
FIA’s Sixth SEF Tracker Shows Continued Growth in FX Trading (Oct 2, 2014)
September 2014
FIA Global CCP Rulebook Review Will Provide Comprehensive Guide to Clearinghouse Rules (Sept. 25, 2014)
FIA Special Report: CFTC Proposes Margin Rule, Finalizes Rule on Swaps with Utilities (Sept. 17, 2014)
FIA Special Report: CFTC's Massad Discusses Talks with EU on CCP Recognition (Sept. 17, 2014)
FIA Special Report: Court Dismisses Part of CFTC Cross-Border Case, Orders Cost-Benefit Review (Sept. 16, 2014)
August 2014
FIA's Fifth SEF Tracker Allows Users to Analyze Underlying Data (Aug. 28, 2014)
FIA and FIA PTG Comment on CFTC Market Surveillance Program (Aug. 4, 2014)
FIA Seeks Clarification on Ukraine Sanctions (Aug. 1, 2014)
July 2014
FIA Files Supplemental Comment on Position Limits (July 31, 2014)
Statement from FIA President and CEO Walt Lukken on the Resignation of CFTC Commissioner Scott O'Malia (July 21, 2014)
FIA Elects New Chairman and Two New Board Members (July 18, 2014)
FIA’s Fourth SEF Tracker Shows Higher Volume on Swap Execution Facilities (July 9, 2014)
>FIA Newsroom
> Tullett Prebon completes acquisition of oil brokerage PVM (LeapRate)128
> FIA updates customer funds protection guide (Automated Trader)120
> Would Bitcoin Find Stability If It Traded As A Commodity? (
> Nadex Seeks CFTC Approval for Bitcoin Binary Options (CoinDesk)114
> CME Group defends market surveillance after CFTC review (Reuters)110
> Oil Volatility Here to Stay Regardless of OPEC Decision (Bloomberg)108
> 'Super-systemic' CCPs need a TLAC of their own (Euromoney)105
> Challenging the logic of frequent batch auctions (FierceFinanceIT)102
> Trade Group Calls for More Resilience and Transparency of Clearinghouses (WSJ)102
> Cocoa traders push for tweaks to London's bulk delivery rules -sources (Reuters)100
> ISDA launches principles on CCP recovery (Automated Trader)95
> Massad’s CFTC Pursues Softer Tone as Battles With Industry Fade (Bloomberg)94
> ISDA weighs in on CCP risk debate with guidelines (GlobalCapital)94
> Isda calls for greater CCP default contribution (FOW magazine)91
> HKEx Says Investors Comfortable With Mini Contract Settlements (Bloomberg)91
> Nigeria bourse aims to offer derivatives by 2016 (Reuters)89
> Stock-based derivative trading gains traction (Business Standard)85
> JPX-Nikkei 400 futures debut amid growing ROE interest (Reuters)85
> Korea Exchange, DME sign co-operation deal (Trade Arabia)84
> Exclusive: U.S. prosecutors to interview London FX traders - sources (Reuters)83
Read More E-clips »
E-clips users: Please note that these news stories are drawn from independent sources. The FIA does not verify or endorse any of these articles, and takes no responsibility for their contents. Please contact Heather Vaughan at the FIA if you have any questions or suggestions regarding this service. (202) 466-5460