FIA Updates Customer Funds Protection Guide

FIA issued an updated version of its guide to the rules and regulations for U.S customer fund protections. The guide provides futures commission merchants and their customers with simple, easy-to-use information about how customer funds are protected in futures and cleared swaps markets.
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August 2014
FIA's Fifth SEF Tracker Allows Users to Analyze Underlying Data (Aug. 28, 2014)
FIA and FIA PTG Comment on CFTC Market Surveillance Program (Aug. 4, 2014)
FIA Seeks Clarification on Ukraine Sanctions (Aug. 1, 2014)
July 2014
FIA Files Supplemental Comment on Position Limits (July 31, 2014)
Statement from FIA President and CEO Walt Lukken on the Resignation of CFTC Commissioner Scott O'Malia (July 21, 2014)
FIA Elects New Chairman and Two New Board Members (July 18, 2014)
FIA’s Fourth SEF Tracker Shows Higher Volume on Swap Execution Facilities (July 9, 2014)
June 2014
CFTC Further Extends the Reopened Comment Period for its Rulemaking Proposals on Position Limits for Physical Commodity Derivatives and Aggregation (June 27, 2014)
FIA Special Report: House Passes CFTC Reauthorization Bill (June 24, 2014)
FIA Statement on House Vote to Reauthorize the CFTC (June 24, 2014)
FIA Issues Third SEF Tracker Report on Swap Trading Activity (June 11, 2014)
FIA CEO Walt Lukken Congratulates New CFTC Commissioners (June 3, 2014)
May 2014
FIA’s Lukken Discusses Global Trends at Shanghai Derivatives Market Forum (May 28, 2014)
FIA Issues Updated Guide to Customer Fund Protections (May 27, 2014)
FIA Special Report: CFTC Discusses Cross-Border Issues (May 23, 2014)
FIA Questions ICE Clear Europe Proposal for Covering Losses from Treasury Management (May 16, 2014)
April 2014
FIA Opposes LCH.Clearnet Proposal for Covering Losses from Treasury Management (April 11, 2014)
FIA Issues Statement on H.R. 4413, CFTC Reauthorization Bill (April 9, 2014)
FIA Launches SEF Tracker to Measure Swap Trading Activity (April 8, 2014)
FIA Special Report: End-Users Discuss Concerns at CFTC Roundtable (April 7, 2014)
FIA’s Lukken Calls for Regulatory Pragmatism at SIFMA Compliance and Legal Seminar (April 2, 2014)
>FIA Newsroom
> FCA Fines Deutsche Bank for Extensive Reporting Errors (Waters)42
> Bet You Didn't Know CME Runs a Trading Unit on Its Own Exchange (Bloomberg)39
> FIA publishes fifth SEF Tracker (Automated Trader)35
> Korea reveals derivatives safety measures (FT)33
> Energy firms face Emir confirmation challenge (Risk.net)30
> Basis risk drives volumes onto Shanghai iron ore swap debut (Risk.net)26
> Deutsche Bank Fined $7.8 Million Over Faulty Reports on Swaps (NY Times)16
> Fund Managers: Picking the Best Clearinghouse, Intricate Juggling Act (FinOps Report)15
> U.S. risk council to discuss oversight of nonbank firms on Sept. 4 (Reuters)15
> KRX unveils new measures for boosting derivative market (The Korea Herald)14
> CFTC backs US banks clearing with UK firms (FOW magazine)14
> Commodity Income at Top 10 Banks Seen Climbing 21% in First Half (Bloomberg)13
> Buyside voice grows louder at Esma advisory group (Financial News)13
> S. Korea to place price limit on derivatives market (Yonhap News)13
> CFTC's Massad gets set up for action (FOW magazine)13
> China Considers Opening Up Stock Market Further (WSJ)12
> Korea reveals derivatives safety measures (FT)12
> Eurex gears up for Monday swap future launch (FOW magazine)12
> CFTC's FXPB reporting rules add to regulatory confusion (FX Week)12
> F&C strengthens global rates team with double hire (Citywire)11
> Huge spike in China-related derivative and ETF volumes (Risk.net)11
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E-clips users: Please note that these news stories are drawn from independent sources. The FIA does not verify or endorse any of these articles, and takes no responsibility for their contents. Please contact Heather Vaughan at the FIA if you have any questions or suggestions regarding this service. (202) 466-5460