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L&C 2008
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2008 L&C Workshop Survey


Download the survey and fax to Beth Thompson at 202- 293-1573 (or complete online, below).



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Overall, how do you rate the total Workshop? Excellent Very Good Good Fair Poor
Preparation of speakers and panelists as a group Excellent Very Good Good Fair Poor
Your rating of the extent to which you derived practical usable information and ideas Excellent Very Good Good Fair Poor
Smoothness with which the Workshop logistics were organized and run Excellent Very Good Good Fair Poor

WEDNESDAY, MAY 7, 2008

Single Session
Session 1- Soup To Nuts
Excellent Very Good Good Fair Poor
Gary DeWaal, Newedge USA LLC
Ron Filler, Lehman Brothers
William McCoy, Morgan Stanley

Session 2

Soup To Nuts (Continued) Excellent Very Good Good Fair Poor
Gary DeWaal, Newedge USA LLC
Ron Filler, Lehman Brothers
William McCoy, Morgan Stanley


THURSDAY, MAY 8, 2008


Concurrent Sessions
Session 3
Clearing Developments and Customer Asset Protection
Excellent Very Good Good Fair Poor
Ronald Filler, Lehman Brothers
Session 4
Hedge Funds Excellent Very Good Good Fair Poor
Bruce Beatus,Crédit Agricole
Asset Management Alternative Investments
Session 5
OTC Derivatives Excellent Very Good Good Fair Poor
Maria Chiodi, Credit Suisse Securities (USA), LLC

Single Session

Session 6
What’s New at the CFTC? Excellent Very Good Good Fair Poor

Concurrent Sessions

Session 7
New Account Documentation Excellent Very Good Good Fair Poor
Mary Irwin, Merrill Lynch Pierce Fenner & Smith Inc.
Session 8
Professional Responsibility Excellent Very Good Good Fair Poor
Michael Sackheim, Sidley Austin LLP
Session 9
Managing Risk in a Global Environment Excellent Very Good Good Fair Poor

Concurrent Sessions

Session 10
Exchange and SRO Developments: New Rules, New Products, New Parties Excellent Very Good Good Fair Poor
Eric Kunkes, J.P. Morgan Futures Inc.
Session 11
Energy and Agriculture: What’s Old is New Again Excellent Very Good Good Fair Poor
William McCoy, Morgan Stanley
Session 12
The Nuts and Bolts of Order Handling Excellent Very Good Good Fair Poor
Yvonne Downs, Newedge USA LLC

FRIDAY, MAY 9, 2008


Concurrent Sessions
Session 13
Broker Dealer Regulation Excellent Very Good Good Fair Poor
Anthony Leitner, A J Leitner and Associates, LLC
Session 14
Litigation and Enforcement Excellent Very Good Good Fair Poor
Charles Mills, Kirkpatrick & Lockhart Preston Gates Ellis LLP
Session 15
The Future of Futures Regulation and Other Financial Services Excellent Very Good Good Fair Poor
Robert Klein, Citigroup Global Markets Inc.

Concurrent Sessions

Session 16
Retail FOREX and Other Retail Transactions Excellent Very Good Good Fair Poor
Barbara Bishop, Bear, Stearns & Co. Inc.
Thomas Cohen, Bear, Stearns & Co. Inc.
Session 17
International Developments Excellent Very Good Good Fair Poor
Michelle Broom, Macquarie Futures USA Inc.


Favorable Impressions –
Please jot down any aspects of the Workshop that stand out in your mind as particularly good.

Unfavorable Impressions – Please tell us the areas that we can improve on.

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