Bring your questions on recent and pending regulatory issues. Representatives from the SEC, CFTC, and FINRA will provide brief updates on recent regulatory initiatives and rule makings as well as preview issues on their agendas in the coming months. Then the regulators will respond to your questions on regulatory topics of your choice.
Chair:
Susan Milligan, Senior Vice President, Government Relations and Communications, The Options Clearing Corporation
Speakers:
Gene DeMaio, Senior Vice President, Market Regulation, FINRA
Elizabeth King, Associate Director, Division of Trading and Markets, Securities and Exchange Commission
Ananda Radhakrishnan, Director, Division of Clearing and Intermediary Oversight, Commodity Futures Trading Commission
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