CCP Risk Review

The CCP Risk Review summarizes - in detail - the rules and procedures of CCPs worldwide. Written in practical, comparative terms and incorporating key implications of applicable law where relevant, the Risk Review assists market participants and regulators in scrutinizing and understanding the risks related to CCPs, for both clearing members and clients.

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FIA Updates Customer Funds Protection Guide

FIA issued an updated version of its guide to the rules and regulations for U.S customer fund protections. The guide provides futures commission merchants and their customers with simple, easy-to-use information about how customer funds are protected in futures and cleared swaps markets.
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November 2014
FIA Issues Fourth Version of Guide to Customer Fund Protections (Nov. 25, 2014)
FIA Elects Two New Board Members (Nov. 21, 2014)
FIA Global Requests Segregated Margin Be Excluded from Basel III Capital Requirements (Nov. 20, 2014)
October 2014
FIA Announces General Counsel Barbara Wierzynski to Depart Role at End of 2014 (Oct. 31, 2014)
FIA’s Seventh SEF Tracker Released (Oct. 27, 2014)
Walt Lukken Congratulates FIA Member R.J. O’Brien on Centennial (Oct. 17, 2014)
FIA Special Report: CFTC Examines FX Clearing Mandate (Oct. 10, 2014)
FIA Responds to FinCEN Ownership Identification Rule (Oct. 2, 2014)
FIA’s Sixth SEF Tracker Shows Continued Growth in FX Trading (Oct 2, 2014)
September 2014
FIA Global CCP Rulebook Review Will Provide Comprehensive Guide to Clearinghouse Rules (Sept. 25, 2014)
FIA Special Report: CFTC Proposes Margin Rule, Finalizes Rule on Swaps with Utilities (Sept. 17, 2014)
FIA Special Report: CFTC's Massad Discusses Talks with EU on CCP Recognition (Sept. 17, 2014)
FIA Special Report: Court Dismisses Part of CFTC Cross-Border Case, Orders Cost-Benefit Review (Sept. 16, 2014)
August 2014
FIA's Fifth SEF Tracker Allows Users to Analyze Underlying Data (Aug. 28, 2014)
FIA and FIA PTG Comment on CFTC Market Surveillance Program (Aug. 4, 2014)
FIA Seeks Clarification on Ukraine Sanctions (Aug. 1, 2014)
July 2014
FIA Files Supplemental Comment on Position Limits (July 31, 2014)
Statement from FIA President and CEO Walt Lukken on the Resignation of CFTC Commissioner Scott O'Malia (July 21, 2014)
FIA Elects New Chairman and Two New Board Members (July 18, 2014)
FIA’s Fourth SEF Tracker Shows Higher Volume on Swap Execution Facilities (July 9, 2014)
>FIA Newsroom
> Trader Who Hired Goldman's Blankfein Talks Banks and Commodities (TheStreet)134
> BAML hands equities star new fixed income role (Financial News)100
> New overseas derivative rules may have short impact (Reuters)96
> ICE completes Liffe transition (Automated Trader)80
> CME's Market Surveillance Found Lacking by Its Chief Regulator (Bloomberg)75
> SEF monopoly adds to CDS woes (IFR)73
> HFT critic Michael Lewis 'dead wrong:' Author (CNBC)72
> CFTC knocks CME for lack of enforcement staff (Crain's)67
> CFTC tells CME Group to work more on 'spoofing' detection (Reuters)57
> "Woefully inadequate" CCPs could pose major systemic risk (Banking Technology)55
> CFTC knocks CME for lack of enforcement staff (Crain's)54
> Clearing houses may face new capital rules (FT)50
> What the leverage ratio means for clearing fees (
> Bank of England mulls tougher capital rules for clearing houses (Reuters)45
> New Kospi volatility futures register low volumes (
> São Paulo-based exchange eyes stakes in Latin American rivals (FT)44
> Colombia Exchange Surges as BM&FBovespa Said to Pursue Stake (Bloomberg)43
> Tullett takes hard line on trader liability (IFR)43
> HKFE sets margin rates for aluminum, copper, zinc mini futures (Platts)41
> SEBI aligns overseas derivative instrument rules (Reuters)40
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E-clips users: Please note that these news stories are drawn from independent sources. The FIA does not verify or endorse any of these articles, and takes no responsibility for their contents. Please contact Heather Vaughan at the FIA if you have any questions or suggestions regarding this service. (202) 466-5460