FIA Updates Customer Funds Protection Guide

FIA issued an updated version of its guide to the rules and regulations for U.S customer fund protections. The guide provides futures commission merchants and their customers with simple, easy-to-use information about how customer funds are protected in futures and cleared swaps markets.
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September 2014
FIA Global CCP Rulebook Review Will Provide Comprehensive Guide to Clearinghouse Rules (Sept. 25, 2014)
FIA Special Report: CFTC Proposes Margin Rule, Finalizes Rule on Swaps with Utilities (Sept. 17, 2014)
FIA Special Report: CFTC's Massad Discusses Talks with EU on CCP Recognition (Sept. 17, 2014)
FIA Special Report: Court Dismisses Part of CFTC Cross-Border Case, Orders Cost-Benefit Review (Sept. 16, 2014)
August 2014
FIA's Fifth SEF Tracker Allows Users to Analyze Underlying Data (Aug. 28, 2014)
FIA and FIA PTG Comment on CFTC Market Surveillance Program (Aug. 4, 2014)
FIA Seeks Clarification on Ukraine Sanctions (Aug. 1, 2014)
July 2014
FIA Files Supplemental Comment on Position Limits (July 31, 2014)
Statement from FIA President and CEO Walt Lukken on the Resignation of CFTC Commissioner Scott O'Malia (July 21, 2014)
FIA Elects New Chairman and Two New Board Members (July 18, 2014)
FIA’s Fourth SEF Tracker Shows Higher Volume on Swap Execution Facilities (July 9, 2014)
June 2014
CFTC Further Extends the Reopened Comment Period for its Rulemaking Proposals on Position Limits for Physical Commodity Derivatives and Aggregation (June 27, 2014)
FIA Special Report: House Passes CFTC Reauthorization Bill (June 24, 2014)
FIA Statement on House Vote to Reauthorize the CFTC (June 24, 2014)
FIA Issues Third SEF Tracker Report on Swap Trading Activity (June 11, 2014)
FIA CEO Walt Lukken Congratulates New CFTC Commissioners (June 3, 2014)
May 2014
FIA’s Lukken Discusses Global Trends at Shanghai Derivatives Market Forum (May 28, 2014)
FIA Issues Updated Guide to Customer Fund Protections (May 27, 2014)
FIA Special Report: CFTC Discusses Cross-Border Issues (May 23, 2014)
FIA Questions ICE Clear Europe Proposal for Covering Losses from Treasury Management (May 16, 2014)
>FIA Newsroom
> What It Was Like To Work At Lehman Brothers When It Collapsed (Business Insider)149
> BNY Mellon to shut derivatives sales, trading business (Reuters)133
> CME Group hires three people to expand international business (Reuters)133
> CFTC commissioner warns cross-border coordination of swaps rules are needed to stem fragmentation (FierceFinanceIT)115
> N.Y. Mercantile Exchange Loses Bid to Dismiss CFTC Suit (Bloomberg)112
> OCC's CEO retires after year of work on regulatory issues (FierceFinanceIT)108
> IEX CTO Runs 10-Month Marathon (Wall Street & Technology)104
> PDQ sees e-auction model ready for buy side (FierceFinanceIT)97
> CME faces US legal case over former staff leaks (FOW magazine)94
> Global Regulator Backs FX Revamp After Rigging Scandals (Bloomberg)93
> ICAP sees signs of improvement for interdealer brokers (Reuters)88
> Energy companies facing 'intrusive' CFTC special calls (Risk.net)87
> Reforming equity market structure (The Hill)87
> New Singapore gold contract poised to launch (Resource Investor)86
> ICE completes first phase of Liffe futures transition (FTSE Global Markets)85
> Forex markets face further regulations (FT)85
> U.S. judge narrows Louis Dreyfus cotton squeeze lawsuit (Reuters)84
> BNY Mellon Will Close Derivative Sales and Trading Business (WSJ)84
> G20 calls for reforms of currency benchmarks (The Telegraph)83
> ICAP cuts jobs and shuts desks as it warns on revenues (FT)81
> CME faces questions over pending swaptions service (Risk.net)81
> Comment: The standard OTC oxymoron (FT)80
> DERIVATIVES: DTCC/Euroclear launch joint collateral venture (IFR Asia)80
> Nasdaq OMX Plans First German Renewable Power Futures in 2015 (Bloomberg)77
> Payment Network Dwolla Picks Up A Strategic $9.7M Led By CME Group (TechCrunch)76
> Esma trying to avoid commodities rerun of forex spat (Risk.net)74
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E-clips users: Please note that these news stories are drawn from independent sources. The FIA does not verify or endorse any of these articles, and takes no responsibility for their contents. Please contact Heather Vaughan at the FIA if you have any questions or suggestions regarding this service. (202) 466-5460