FUTURES INDUSTRY
CONSUMER FUNDS PROTECTION
FIA Updates Customer Funds Protection Guide

FIA issued an updated version of its guide to the rules and regulations for U.S customer fund protections. The guide provides futures commission merchants and their customers with simple, easy-to-use information about how customer funds are protected in futures and cleared swaps markets.
Read the Guide


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FUTURES INDUSTRY
FIA NEWS
August 2014
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FIA and FIA PTG Comment on CFTC Market Surveillance Program (Aug. 4, 2014)
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FIA Seeks Clarification on Ukraine Sanctions (Aug. 1, 2014)
July 2014
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FIA Files Supplemental Comment on Position Limits (July 31, 2014)
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Statement from FIA President and CEO Walt Lukken on the Resignation of CFTC Commissioner Scott O'Malia (July 21, 2014)
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FIA Elects New Chairman and Two New Board Members (July 18, 2014)
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FIA’s Fourth SEF Tracker Shows Higher Volume on Swap Execution Facilities (July 9, 2014)
June 2014
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CFTC Further Extends the Reopened Comment Period for its Rulemaking Proposals on Position Limits for Physical Commodity Derivatives and Aggregation (June 27, 2014)
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FIA Special Report: House Passes CFTC Reauthorization Bill (June 24, 2014)
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FIA Statement on House Vote to Reauthorize the CFTC (June 24, 2014)
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FIA Issues Third SEF Tracker Report on Swap Trading Activity (June 11, 2014)
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FIA CEO Walt Lukken Congratulates New CFTC Commissioners (June 3, 2014)
May 2014
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FIA’s Lukken Discusses Global Trends at Shanghai Derivatives Market Forum (May 28, 2014)
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FIA Issues Updated Guide to Customer Fund Protections (May 27, 2014)
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FIA Special Report: CFTC Discusses Cross-Border Issues (May 23, 2014)
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FIA Questions ICE Clear Europe Proposal for Covering Losses from Treasury Management (May 16, 2014)
April 2014
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FIA Opposes LCH.Clearnet Proposal for Covering Losses from Treasury Management (April 11, 2014)
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FIA Issues Statement on H.R. 4413, CFTC Reauthorization Bill (April 9, 2014)
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FIA Launches SEF Tracker to Measure Swap Trading Activity (April 8, 2014)
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FIA Special Report: End-Users Discuss Concerns at CFTC Roundtable (April 7, 2014)
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FIA’s Lukken Calls for Regulatory Pragmatism at SIFMA Compliance and Legal Seminar (April 2, 2014)
March 2014
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U.S. and European Trade Associations Issue Joint Statement on Transatlantic Trade and Investment Partnership (Mar. 25, 2014)
 
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WEDNESDAY, AUGUST 20 
> CME calls out the CFTC (Futures)101
> Predictions Come True as Regulators Swoop (Wall Street & Technology)75
> Govt drafts rules to give more powers to commodity futures market regulator (Livemint)61
> FXCM's V3 Markets gets NFA registration as floor trader firm (LeapRate.com)58
> Wedbush Charged BY FINRA For Systemic Market Access Violations, Anti-Money Laundering and Supervisory Deficiencies (HedgeCo.net)57
> GTS's Sale of Microwave Network to TMX Group to BroadenAccess to Ultra-Fast Data (Wall Street & Technology)55
> FINRA Charges Wedbush Securities for Market Access Violations, Supervisory Deficiencies (Traders)54
> Tabb Predicts "Downright Corruption" Will Occur in HFT (ValueWalk)49
> Euronext launches equity options on Euronext NV (Automated Trader)47
> Financial Innovation Is Taking Off Again (Seeking Alpha)44
> BM&FBovespa clearing house starts operating (Finextra)43
> Goldman withdraws attempt to stop $1bn Libya fund dispute (FT)40
> Credit Swaps Polished in $19 Trillion Derivative Overhaul (Bloomberg)38
> Straits Financial LLC joins DME as clearing member (CPI Financial)38
> FinMin empowers FMC to regulate intermediaries (Business Standard)38
> UK: ESMA paper on calculation of counterparty risk by UCITSs for OTC transactions subject to clearing obligations (The Lawyer)36
> Indian FX Clearing House Gets No-Action Letter from US Financial Regulator (Forex Magnates)36
> Oslo Clearing a success for SIX interim figures (Asset Servicing Times)34
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E-clips users: Please note that these news stories are drawn from independent sources. The FIA does not verify or endorse any of these articles, and takes no responsibility for their contents. Please contact Heather Vaughan at the FIA if you have any questions or suggestions regarding this service. (202) 466-5460