FIA Updates Customer Funds Protection Guide

FIA issued an updated version of its guide to the rules and regulations for U.S customer fund protections. The guide provides futures commission merchants and their customers with simple, easy-to-use information about how customer funds are protected in futures and cleared swaps markets.
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October 2014
Walt Lukken Congratulates FIA Member R.J. O’Brien on Centennial (Oct. 17, 2014)
FIA Special Report: CFTC Examines FX Clearing Mandate (Oct. 10, 2014)
FIA Responds to FinCEN Ownership Identification Rule (Oct. 2, 2014)
FIA’s Sixth SEF Tracker Shows Continued Growth in FX Trading (Oct 2, 2014)
September 2014
FIA Global CCP Rulebook Review Will Provide Comprehensive Guide to Clearinghouse Rules (Sept. 25, 2014)
FIA Special Report: CFTC Proposes Margin Rule, Finalizes Rule on Swaps with Utilities (Sept. 17, 2014)
FIA Special Report: CFTC's Massad Discusses Talks with EU on CCP Recognition (Sept. 17, 2014)
FIA Special Report: Court Dismisses Part of CFTC Cross-Border Case, Orders Cost-Benefit Review (Sept. 16, 2014)
August 2014
FIA's Fifth SEF Tracker Allows Users to Analyze Underlying Data (Aug. 28, 2014)
FIA and FIA PTG Comment on CFTC Market Surveillance Program (Aug. 4, 2014)
FIA Seeks Clarification on Ukraine Sanctions (Aug. 1, 2014)
July 2014
FIA Files Supplemental Comment on Position Limits (July 31, 2014)
Statement from FIA President and CEO Walt Lukken on the Resignation of CFTC Commissioner Scott O'Malia (July 21, 2014)
FIA Elects New Chairman and Two New Board Members (July 18, 2014)
FIA’s Fourth SEF Tracker Shows Higher Volume on Swap Execution Facilities (July 9, 2014)
June 2014
CFTC Further Extends the Reopened Comment Period for its Rulemaking Proposals on Position Limits for Physical Commodity Derivatives and Aggregation (June 27, 2014)
FIA Special Report: House Passes CFTC Reauthorization Bill (June 24, 2014)
FIA Statement on House Vote to Reauthorize the CFTC (June 24, 2014)
FIA Issues Third SEF Tracker Report on Swap Trading Activity (June 11, 2014)
FIA CEO Walt Lukken Congratulates New CFTC Commissioners (June 3, 2014)
May 2014
FIA’s Lukken Discusses Global Trends at Shanghai Derivatives Market Forum (May 28, 2014)
FIA Issues Updated Guide to Customer Fund Protections (May 27, 2014)
>FIA Newsroom
> J.P. Morgan Continues to Play the Host at LME Week (WSJ blog)45
> FMC liberalises norms on commodities futures (Business Standard)44
> GFI Group Board Committee to Review Unsolicited Bid From BGC Partners (Nasdaq)41
> Buysiders Expected to Trade More Futures in Next 12 Months (Traders)38
> Droit Taps Industry Veterans as Advisors to Its Derivatives Compliance Platform (Wall Street & Technology)38
> Doubts grow over Shanghai-Hong Kong stock connect (FT)37
> SEC General Counsel Joins Sidley Austin (Law360.com)34
> LME's Edge Seen by Metdist's Bagri Threatened If Changes (Bloomberg)33
> Australian investors getting slugged with high fees, banks claim (Sydney Morning Herald)33
> How MCX held on to its market despite the storm (Livemint)32
> Interest rate turmoil leads to Chicago Mercantile Exchange trading record (FT)19
> Two-thirds of buy-side investors expect increase in futures trading volumes (Hedgeweek)15
> Deutsche Bank CRO: derivatives becoming loss leader (Risk.net)15
> Buy side joins calls for delay to NDF Sef trading (FX Week)15
> Speed-of-Light Trading Grows in Europe With McKay Network (Bloomberg)15
> CFTC chairman offers hope to derivatives end-users (Risk.net)14
> Moscow Exchange opens debate on Russian market opportunities at London forum (LeapRate)14
> Credit Suisse boosted by fixed income (Financial News)14
> Exclusive - Investors seek delay to HK-Shanghai stock tie-up (Reuters)14
> Eurex puts Asia at core of growth strategy (The Trade News)14
> Feds target accountants with new code of conduct (The Hill)13
> Gold Bullion Market Remains Fundamentally Precious Despite Dislocations in Derivatives Pricing (Forex Magnates)13
> European Commission imposes $120m fine on four banks (Banking Business Review)12
> SEBI says some brokers can take prop positions in FX derivatives (Reuters)12
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E-clips users: Please note that these news stories are drawn from independent sources. The FIA does not verify or endorse any of these articles, and takes no responsibility for their contents. Please contact Heather Vaughan at the FIA if you have any questions or suggestions regarding this service. (202) 466-5460