FIA Dodd-Frank Briefing for Energy & Ag Companies
Date: Wednesday, July 11, 2012
Time: 11:30 a.m. to 4:30 p.m.
Fulbright Tower Auditorium
Houston, Texas 77010-3095
(FIA Members & Non-Members)
*Please note that this event is closed to press.
Online registration is now closed. However, new registrations will still be taken at the conference. Please complete this form and bring with you to Fulbright Tower Auditorium, located at 1301 McKinney, Suite 5100 Houston, Texas 77010. Registration will open at 11:00 am.
Just added to the program:
This event will cover product definitions which the CFTC is expected to release at its July 10 meeting.
|11:30 a.m. ||Registration Opens & Lunch|
|12:15 p.m. ||Are you a Swap Dealer?|
|On April 18, the Commodity Futures Trading Commission and the Securities and Exchange Commission approved the long-awaited joint rulemaking on entity definitions. This rule establishes definitions for "swap dealer" and "major swap participant" and any firms that fall into those definitions will be subject to a myriad of other rules and requirements under the Dodd-Frank Act. This session will review the rulemaking and discuss how to determine whether or not and when companies will need to register as a SD or an MSP. It will also provide an overview of the rules swap dealers will be subject to including recordkeeping and reporting requirements, documentation, business conduct standards, taping and position limits. |
Paul Pantano, Partner, Cadwalader Wickersham & Taft LLP
Michael Loesch, Partner, Fulbright & Jaworski
James Cain, Partner, Sutherland Asbill & Brennan
|1:45 p.m. ||Break|
|2:00 p.m. ||Implementing Dodd-Frank|
|A panel of energy and power companies will discuss their response to final rulemakings and how they are organizing to implement provisions in the new rules. |
Chair: Ron Oppenheimer, Senior Vice President and General Counsel, Vitol
Charles Cerria, Associate General Counsel - Trading, Hess Energy
Nicole Daggs, Senior Attorney, Trading & Origination, NextEra Energy Power Marketing, LLC
Mark Greenberg, General Counsel, Mercuria Energy
Ann Marie Hanley, Dodd Frank Project Lead, Direct Energy
|3:15 p.m. ||Break|
|3:30 p.m. ||Do I have to Register?|
|This panel will provide a preview of the expected registration process for swap dealers and major swap participants (swap entities). Topics to be covered include: firm and principal registration filing requirements; the requirement to designate a chief compliance officer; provisional registration of swap entities; the relationship of ongoing substantive compliance requirements (Section 4s requirements) to swap entity registration; and the due diligence obligation for swap entities concerning persons associated with swap entities. |
Speaker: Gregory Prusik, Vice President, National Futures Association
|4:30 p.m. ||Conclusion|