Implementing Dodd-Frank Workshops

Implementing Dodd-Frank Workshops

Thursday, September 13
New York Marriott Marquis
9:30- 11:30 a.m. & 1:30- 4:30 p.m.

Members $125
Non Members $200

Implementing Dodd-Frank:
OTC Documentation Workshop
Thursday, September 13
New York Marriott Marquis
9:30 to 11:30 a.m.

The industry has prepared two standard documents: a clearing addendum and an execution agreement. The recently released Clearing Addendum is a template for market participants to use as a supplement to a futures agreement between a U.S. FCM and its customers for cleared OTC transactions. The two-party Execution Agreement lays out procedures by which a trade is submitted for clearing, including the obligations for each party to affirm the trade. It also clarifies what happens after a trade is accepted for clearing and establishes the rights and obligations of the parties to a trade if it is not accepted for clearing. This session will explain the provisions of each of these agreements and answer questions about their use.

Chair:
Lauren Teigland-Hunt, Managing Partner, Teigland-Hunt

Speakers:
James Cain, Partner, Sutherland Asbill & Brennan 
Maria Chiodi, Director & Counsel, Legal & Compliance, Credit Suisse Securities
Richard Kim, Vice President & Assistant General Counsel, J.P. Morgan Securities
Kathleen Peacock, Director, Barclays Capital

Implementing Dodd-Frank:
LSOC Workshop
Thursday, September 13
New York Marriott Marquis
1:30 to 4:30 p.m.

LSOC is coming! Legally Segregated Operationally Comingled accounts are required for the segregation of cleared swaps customers swaps and attendant collateral on November 8. This session will cover the plans of the CCPs and key operational implications for FCMs. FCMs will be required to identify end customers, report client positions to the CCP, prepare customer excess and collateral value reports to submit to CCPs, and understand the treatment of omnibus accounts and the impact on initial and variation margin. The CCPs also will share their implementation plans for the launch of these new accounts.

Who Should Attend?
Institutional customers, swap dealers and FCMs--anyone who is or deals with cleared swap customers and wants to learn more about how the new LSOC program will work.

Chair:
Arthur Magnus, Managing Director, Global Head of F&O and OTC Clearing Core Operations, J.P. Morgan

Speakers:
Ed Gogol, Managing Director, Clearing Architecture, CME Group
Helen Fermor, Credit Business Manager, ICE Clear Credit
Liz James, Managing Director, State Street Global Markets
Nathan Ondyak, Senior Vice President, Product Manager, SwapClear, LCH.Clearnet
Diana Shapiro, North America Head of OTC Clearing Product Development, Citigroup Global Markets