W2:30A
Anti-money laundering, post-trade allocation,Segregation Interpretation 12…the latest information on regulations of interest to futures legal and compliance professionals.
Chair: William McCoy, Executive Director, Morgan Stanley Speakers: Kevin Foley, Principal, Quincy Law Group; Michael Philipp, Partner, Katten Muchin Zavis Rosenman; Edward Riccobene, Commodity Futures Trading Commission; Thomas Sexton, General Counsel, National Futures Association |