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Division News  FIA Law & Compliance Control Agreement
Past L&C Events
FIA Law & Compliance Speaker Program presents
Duncan L. Niederauer, Chief Executive Officer, New York Stock Exchange
July 22, 2008
CFTC Commissioners in Chicago
October 16, 2007
CME Update
August 22, 2007
CFTC and FERC: Coordinating Enforcement
May 24, 2007
Unveiling the Electronic Give-Up Agreement System
January 23, 2007
FIA Anti-Money Laundering Lunch: Know Your Clients
November 8, 2006
FIA L&C Luncheon: A View From Over the Pond
October 13, 2006
28th Annual FIA Law & Compliance Division Workshop
May 10-12, 2006
FIA Luncheon: "Working Together--
Combined Futures/Securities Business Initiatives"
April 25, 2006
FIA L&C Division presents Event Markets & the Futures World
February 16, 2006
Law & Compliance Division Past Events
Division Background The Law & Compliance Division monitors legal and regulatory developments affecting the futures and derivatives industry, assisting FIA in providing information to help relevant regulators and courts make decisions that affect the futures exchanges community. The Division discusses issues with U.S. and International regulators and exchanges and prepares; comment letters, position papers, and court briefs when appropriate. Division members address industry issues through conferences, meetings and monthly luncheons in Chicago and New York. The Law & Compliance Division sponsors a two-day workshop each spring which attracts more than 350 industry participants to discuss current legal and compliance issues. Click Here to join the Law & Compliance division. For questions please contact Beth Thompson at legal@futuresindustry.org or 202-466-5460.
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