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FIA Law & Compliance

Division News

Past L&C Events

CFTC Commissioners in Chicago
October 16, 2007

CME Update
August 22, 2007

CFTC and FERC: Coordinating Enforcement
May 24, 2007

Unveiling the Electronic Give-Up Agreement System
January 23, 2007

FIA Anti-Money Laundering Lunch: Know Your Clients
November 8, 2006

FIA L&C Luncheon: A View From Over the Pond
October 13, 2006

28th Annual FIA Law & Compliance Division Workshop
May 10-12, 2006

FIA Luncheon: "Working Together--
Combined Futures/Securities Business Initiatives"

April 25, 2006

FIA L&C Division presents Event Markets & the Futures World
February 16, 2006

Law & Compliance Division Past Events

Division Background

The Law & Compliance Division monitors legal and regulatory developments affecting the futures and derivatives industry, assisting FIA in providing information to help relevant regulators and courts make decisions that affect the futures exchanges community. The Division discusses issues with U.S. and International regulators and exchanges and prepares; comment letters, position papers, and court briefs when appropriate.

Division members address industry issues through conferences, meetings and monthly luncheons in Chicago and New York. The Law & Compliance Division sponsors a two-day workshop each spring which attracts more than 350 industry participants to discuss current legal and compliance issues. Click Here to join the Law & Compliance division. For questions please contact Beth Thompson at legal@futuresindustry.org or 202-466-5460.

 

Division Board Directory

President
Bonnie S. Litt
Managing Director and Associate General Counsel
Goldman, Sachs & Co.
One New York Plaza
38th Floor
New York, NY 10004
(212) 902-1211
(212) 493-9881 -Fax
bonnie.litt@gs.com

Vice President
Dennis Klejna
Senior Vice President
MF Global Inc.
717 Fifth Avenue
9th Floor
New York, NY 10022
(212) 935-3750
(212) 589-6246 -Fax
dklejna@mfglobal.com

Vice President
Maria Chiodi
Director
Credit Suisse Securities (USA) LLC
One Madison Avenue
9th Floor
New York, NY 10010
(212) 325-6724
(917) 951-8822 -Fax
maria.chiodi@credit-suisse.com

Treasurer
Michelle Broom
Associate Director
Macquarie Futures (USA) Inc.
125 West 55th Street
23rd Floor
New York, NY 10019
(212) 231-1558
(212) 231-1598 -Fax
michelle.broom@macquarie.com

Secretary
Yvonne J. Downs
Head of Compliance, Americas
Newedge USA, LLC
181 West Madison Street
Suite 3450
Chicago, IL 60602
(312) 578-5193
(312) 516-3437 -Fax
yvonne.downs@newedgegroup.com

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