Tuesday, June 10, 2003 at 11:15

Rationalising Exchange Surveillance

As the business has become increasingly electronic, exchanges have had to adapt their rules to new practices. Firms are using the same systems across exchanges, but often have to adhere to different rules. Some exchanges have no guidelines. Other guidelines are unclear. This session will address areas of concern. Chair: Richard Seaman, Director of Global Compliance, Man Financial Ltd. Speakers: Marc Leppard, Director Regulation Risk and Control, International Petroleum Exchange Robert Paul, OneChicago Nick Weinreb, Head of Group Regulation, Euronext