Advanced Search
|
Site Map
L&C 2010
Registration
Program
Sponsorships & Exhibits
Hotel & Area Information
CLE Requirements
Workshop Archives
· L&C 2009
· L&C Program
· L&C 2008 Program
· L&C 2007
· L&C 2007 Program
· L&C 2006 Workshop
· L&C 2006 Program
· L&C 2005
· L&C 2005 Program
· L&C 2004
· L&C 2004 Program
· L&C 2003
· L&C 2003 Program
· L&C 2002 Program
2010 Sponsor
2010 Sponsor
2010 Sponsor
2010 Sponsor
2010 Sponsor
2010 Sponsor
2010 Sponsor
2010 Sponsor
2010 Sponsor
2010 Sponsor
2010 Media Sponsor
1
2
3
4
5
6
7
8
9
10
11
2002 Law & Compliance Workshop Program
* Program subject to change
Wednesday, May 8, 2002
12:00 PM
Registration Open
2:30 PM
Session 1
Introductory Futures: Soup to Nuts (Appetizer Version)
4:00 PM
"Take Me Out to the Ballpark" Refreshments
4:15 PM
Session 2
Futures: Soup to Nuts (Main Course Version)
Session 3
Introduction to Derivatives
7:30 PM
Optional Event - Baltimore Orioles vs. Cleveland Indians at Camden Yards
Thursday, May 9, 2002
7:30 AM
Registration Open
7:30 AM
Continental Breakfast
8:30 AM
Session 4
Broker Dealer Regulation - Part 1: From Registration to Supervision
Session 5
Developments in Asset Management
Session 6
Exchange and Clearing Organization Issues
10:00 AM
Coffee Break
10:15 AM
Session 7
Anti-Money Laundering
Session 8
Advanced Derivatives – Part 1: Coping with a Credit Crisis
Session 9
E-Compliance
12:00 PM
Luncheon
2:00 PM
Session 10
Broker Dealer Regulation - Part 2: From Execution to Customer Protection
Session 11
Litigation and Enforcement Developments
Session 12
Advanced Derivatives – Part 2: Risk Management, Disclosure and Regulation
3:30 PM
"Healthy Helpers" Break
3:45 PM
Session 13
Security Futures Regulation - Part 1: From Registration to Supervision
Session 14
Legal Ethics
Session 15
Order Handling and Trade Execution
6:30 PM
Crab Feast at Phillips Restaurant
Friday, May 10, 2002
7:30 AM
Registration Open
7:30 AM
Continental Breakfast
8:30 AM
Session 16
Security Futures Regulation - Part 2: From Execution to Customer Protection
Session 17
Recent International Developments
Session 18
Disaster Recovery after September 11
10:00 AM
Coffee Break
10:15 AM
Session 19
Documentation for the FCM Practitioner
Session 20
Evolution of the B2B Model
Session 21
Effective Supervision and Compliance in Today’s Office
2001 Pennsylvania Avenue N.W.
Suite 600
Washington, D.C. 20006
Powered by
KVENTURES
(202) 466-5460
(202) 296-3184 fax
www.futuresindustry.org
