L&C 2002 Program

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L&C 2002 Program

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2002 Law & Compliance Workshop Program

* Program subject to change

Wednesday, May 8, 2002
12:00 PM	Registration Open
2:30 PM	Session 1 Introductory Futures: Soup to Nuts (Appetizer Version)
4:00 PM	"Take Me Out to the Ballpark" Refreshments
4:15 PM	Session 2 Futures: Soup to Nuts (Main Course Version)	Session 3 Introduction to Derivatives
7:30 PM	Optional Event - Baltimore Orioles vs. Cleveland Indians at Camden Yards

Thursday, May 9, 2002
7:30 AM	Registration Open
7:30 AM	Continental Breakfast
8:30 AM	Session 4 Broker Dealer Regulation - Part 1: From Registration to Supervision	Session 5 Developments in Asset Management	Session 6 Exchange and Clearing Organization Issues
10:00 AM	Coffee Break
10:15 AM	Session 7 Anti-Money Laundering	Session 8 Advanced Derivatives – Part 1: Coping with a Credit Crisis	Session 9 E-Compliance
12:00 PM	Luncheon
2:00 PM	Session 10 Broker Dealer Regulation - Part 2: From Execution to Customer Protection	Session 11 Litigation and Enforcement Developments	Session 12 Advanced Derivatives – Part 2: Risk Management, Disclosure and Regulation
3:30 PM	"Healthy Helpers" Break
3:45 PM	Session 13 Security Futures Regulation - Part 1: From Registration to Supervision	Session 14 Legal Ethics	Session 15 Order Handling and Trade Execution
6:30 PM	Crab Feast at Phillips Restaurant

Friday, May 10, 2002
7:30 AM	Registration Open
7:30 AM	Continental Breakfast
8:30 AM	Session 16 Security Futures Regulation - Part 2: From Execution to Customer Protection	Session 17 Recent International Developments	Session 18 Disaster Recovery after September 11
10:00 AM	Coffee Break
10:15 AM	Session 19 Documentation for the FCM Practitioner	Session 20 Evolution of the B2B Model	Session 21 Effective Supervision and Compliance in Today’s Office

2001 Pennsylvania Avenue N.W.
Suite 600
Washington, D.C. 20006

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(202) 296-3184 fax
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