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2002 Law & Compliance Workshop Program

* Program subject to change
                Wednesday, May 8, 2002
12:00 PMRegistration Open
2:30 PMSession 1
Introductory Futures: Soup to Nuts (Appetizer Version)
4:00 PM"Take Me Out to the Ballpark" Refreshments
4:15 PMSession 2
Futures: Soup to Nuts (Main Course Version)		Session 3
Introduction to Derivatives
7:30 PMOptional Event - Baltimore Orioles vs. Cleveland Indians at Camden Yards
 
                Thursday, May 9, 2002
7:30 AMRegistration Open
7:30 AMContinental Breakfast
8:30 AMSession 4
Broker Dealer Regulation - Part 1: From Registration to Supervision		Session 5
Developments in Asset Management		Session 6
Exchange and Clearing Organization Issues
10:00 AMCoffee Break
10:15 AMSession 7
Anti-Money Laundering		Session 8
Advanced Derivatives – Part 1: Coping with a Credit Crisis 		Session 9
E-Compliance
12:00 PMLuncheon
2:00 PMSession 10
Broker Dealer Regulation - Part 2: From Execution to Customer Protection		Session 11
Litigation and Enforcement Developments		Session 12
Advanced Derivatives – Part 2: Risk Management, Disclosure and Regulation
3:30 PM"Healthy Helpers" Break
3:45 PMSession 13
Security Futures Regulation - Part 1: From Registration to Supervision		Session 14
Legal Ethics		Session 15
Order Handling and Trade Execution
6:30 PMCrab Feast at Phillips Restaurant
 
                Friday, May 10, 2002
7:30 AMRegistration Open
7:30 AMContinental Breakfast
8:30 AMSession 16
Security Futures Regulation - Part 2: From Execution to Customer Protection		Session 17
Recent International Developments		Session 18
Disaster Recovery after September 11
10:00 AMCoffee Break
10:15 AMSession 19
Documentation for the FCM Practitioner		Session 20
Evolution of the B2B Model		Session 21
Effective Supervision and Compliance in Today’s Office
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