Constellation F
This session will discuss issues in order handling and execution, from a U.S. and international perspective. Included will be issues related to bunched trade allocations, pre-trade discussions and related topics. This session will also review issues related to "best execution," exchange error trade procedures, block trades, EFPs, EFSs and EFFs.
Moderator:
Bonnie S. Litt, Managing Director, Associate General Counsel, Goldman, Sachs & Co.
Panelists:
J. Michelle Broom, Executive Director, Global Futures Compliance, Goldman Sachs International;
Kevin M. Foley, Principal, Quincy Law Group;
Alan L. Seifert, Derivatives Regulatory Consultant;
Thomas W. Sexton, General Counsel, National Futures Association
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