Constellation C/D
This session will address issues involving futures on individual securities and on narrow-based indices in connection with execution and pricing, trading halts, linked clearing, the protection of customer assets, disclosure requirements regarding segregation of funds versus SIPC coverage, and margining and other credit issues.
Moderator:
Robert F. Klein, Director, Salomon Smith Barney Inc.
Panelists:
Georgia B. Bullitt, Executive Director, Morgan Stanley;
Arthur W. Hahn, Partner, Katten Muchin Zavis Rosenman;
Elizabeth K. King, Associate Director, Division of Market Regulation, Securities & Exchange Commission;
Elizabeth L. Ritter, Acting Deputy General Counsel, Legislative Affairs, CFTC;
Edward J. Rosen, Partner, Cleary, Gottlieb, Steen & Hamilton
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