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L&C 2004 Program
* Program subject to change
Wednesday, May 12, 2004
11:00 AM
Registration
2:30 PM
Session 1: Introductory Futures and Securities
4:00 PM
Coffee Break
4:15 PM
Session 2: Introduction to Derivatives
Session 3: Advanced Discussion on Clearing and Collateral Management Issues
5:45 PM
Welcome Reception at the Renaissance Harborplace Hotel
Thursday, May 13, 2004
7:30 AM
Registration
7:30 AM
Continental Breakfast
8:30 AM
Session 4: Developments in the Energy Markets
Session 5: Broker Dealer and Prime Brokerage Regulation
Session 6: Asset Management Issues
10:00 AM
Coffee Break
10:15 AM
Session 7: Exchange Issues
Session 8: Anti-Money Laundering: An Update on Recent Developments in AML Compliance
Session 9: An Antitrust Law Primer for the Derivatives Practitioner
12:00 PM
Session 10: Luncheon
12:00 PM
Luncheon
12:00 PM
Luncheon
2:00 PM
Session 11: Exchange Governance and the Role of Exchanges as SROs
Session 12: Advanced Derivatives
Session 13: Legal Ethics
3:30 PM
Coffee Break
3:45 PM
Session 14: International Developments
Session 15: New Compliance Issues Facing FCMs
Session 16: Foreign Exchange: Suitability and Documentation
6:30 PM
Reception/Light Dinner at McCormick & Schmick's
Friday, May 14, 2004
7:30 AM
Registration
7:30 AM
Continental Breakfast
8:30 AM
Session 17: Business and Documentation Issues in the Electronic Age
Session 18: Operational Risk: The Implications for Futures
Session 19: Hot Topics in the Securities Industry
10:00 AM
Coffee Break
10:15 AM
Session 20: The CFMA and Reauthorization—Prospects for Change in 2005
Session 21: Litigation and Enforcement Issues
11:45 AM
Workshop Adjourns
12:00 PM
Fifth Annual FIA Law & Compliance Division Golf Tournament
2001 Pennsylvania Avenue N.W.
Suite 600
Washington, D.C. 20006
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