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Law & Compliance 2007 Program
* Program subject to change
Wednesday, May 9, 2007
12:00 PM
Registration Opens
2:15 PM
1. Prudent or Imprudent - Part 1
3:45 PM
Coffee Break
4:00 PM
2. Prudent or Imprudent - Part 2
6:00 PM
Reception
7:00 PM
Baseball Outing
Thursday, May 10, 2007
8:30 AM
3. Clearing Issues
4. The Energy Markets
5. Professional Responsibility
10:00 AM
Coffee Break
10:30 AM
6. What's New at the CFTC?
12:00 PM
Luncheon with Peter Hart
2:00 PM
7. Margining and Credit Risk Management
8. International Developments
9. Market Manipulation
3:30 PM
Coffee Break
4:00 PM
10. Exchange and SRO Developments
11. CFTC and SEC Asset Management Issues
12. New Products/New Twists?
7:00 PM
Reception at La Tasca
Friday, May 11, 2007
8:30 AM
13. Whats In My Customer Agreement?
14. OTC Derivatives
15. Managing Conflicts and Information Barriers
10:00 AM
Coffee Break
10:30 AM
16. The Regulation of Broker Dealer and Prime Brokers
17. E-Brokerage Issues
18. Litigation and Enforcement
12:00 PM
Conference Adjourns
12:00 PM
L&C Golf Tournament
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