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Law & Compliance 2007 Program

* Program subject to change
                Wednesday, May 9, 2007
12:00 PMRegistration Opens
2:15 PM1. Prudent or Imprudent - Part 1
3:45 PMCoffee Break
4:00 PM2. Prudent or Imprudent - Part 2
6:00 PMReception
7:00 PMBaseball Outing
 
                Thursday, May 10, 2007
8:30 AM3. Clearing Issues4. The Energy Markets5. Professional Responsibility
10:00 AMCoffee Break
10:30 AM6. What's New at the CFTC?
12:00 PMLuncheon with Peter Hart
2:00 PM7. Margining and Credit Risk Management8. International Developments9. Market Manipulation
3:30 PMCoffee Break
4:00 PM10. Exchange and SRO Developments11. CFTC and SEC Asset Management Issues12. New Products/New Twists?
7:00 PMReception at La Tasca
 
                Friday, May 11, 2007
8:30 AM13. What’s In My Customer Agreement?14. OTC Derivatives15. Managing Conflicts and Information Barriers
10:00 AMCoffee Break
10:30 AM16. The Regulation of Broker Dealer and Prime Brokers17. E-Brokerage Issues18. Litigation and Enforcement
12:00 PMConference Adjourns
12:00 PML&C Golf Tournament
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