Home FI Magazine Conferences FI Calendar Resource Guide The IFM Principal Traders Group
   



Advanced Search | Site Map
   

2010 Sponsor
CME
2010 Sponsor
Foley
2010 Sponsor
ICE_L&C
2010 Sponsor
Katten_LC
2010 Sponsor
KL Gates
2010 Sponsor
McDermott Will & Emery
2010 Sponsor
NFA
2010 Sponsor
NYSE Liffe
2010 Sponsor
Sutherland
2010 Sponsor
Willkie
2010 Media Sponsor
Compliance Reporter - LnC
1
2
3
4
5
6
7
8
9
10
11
 
Law & Compliance 2007 Program

* Program subject to change
                Wednesday, May 9, 2007
12:00 PMRegistration Opens
2:15 PM1. Prudent or Imprudent - Part 1
3:45 PMCoffee Break
4:00 PM2. Prudent or Imprudent - Part 2
6:00 PMReception
7:00 PMBaseball Outing
 
                Thursday, May 10, 2007
8:30 AM3. Clearing Issues4. The Energy Markets5. Professional Responsibility
10:00 AMCoffee Break
10:30 AM6. What's New at the CFTC?
12:00 PMLuncheon with Peter Hart
2:00 PM7. Margining and Credit Risk Management8. International Developments9. Market Manipulation
3:30 PMCoffee Break
4:00 PM10. Exchange and SRO Developments11. CFTC and SEC Asset Management Issues12. New Products/New Twists?
7:00 PMReception at La Tasca
 
                Friday, May 11, 2007
8:30 AM13. What’s In My Customer Agreement?14. OTC Derivatives15. Managing Conflicts and Information Barriers
10:00 AMCoffee Break
10:30 AM16. The Regulation of Broker Dealer and Prime Brokers17. E-Brokerage Issues18. Litigation and Enforcement
12:00 PMConference Adjourns
12:00 PML&C Golf Tournament
  Home FI Magazine Conferences FI Calendar Resource Guide The IFM Principal Traders Group
 2001 Pennsylvania Avenue N.W.
Suite 600
Washington, D.C. 20006		Powered by
KVENTURES		(202) 466-5460
(202) 296-3184 fax
www.futuresindustry.org