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L&C 2008
L&C 2008 Program
L&C Workshop Archives

 

 
 
L&C 2008 Program

* Program subject to change
                Wednesday, May 7, 2008
12:00 PMRegistration Opens
2:15 PM1. "Soup to Nuts" - General Compliance for Intermediaries (Part 1)
3:45 PMCoffee Break
4:00 PM2. "Soup to Nuts" - General Compliance for Intermediaries (Part 2)
5:30 PMReception
9:00 PMHospitality Suite
 
                Thursday, May 8, 2008
7:30 AMContinental Breakfast
8:30 AM3. Clearing Developments and Customer Asset Protection4. Hedge Funds5. OTC Derivatives
10:00 AMCoffee Break
10:00 AMGive Up Update
10:30 AM6. What's New at the CFTC?
12:00 PMLuncheon Speaker - Ronald Brownstein
2:00 PM7. New Account Documentation8. Professional Responsibility9. Managing Risk in a Global Environment
3:30 PMCoffee Break
4:00 PM10. Exchange and SRO Developments: New Rules, New Products, New Parties11. Energy and Agriculture: What's Old is New Again12. The Nuts & Bolts of Order Handling
7:00 PMOffsite Reception & Dinner
9:00 PMHospitality Suite
 
                Friday, May 9, 2008
8:30 AM13. Broker Dealer Regulation14. Litigation and Enforcement15. The Future of Futures Regulation and Other Financial Services
10:00 AMCoffee Break
10:30 AM16. Retail FOREX and Other Retail Transactions17. International Developments
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