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L&C 2008 Program
* Program subject to change
Wednesday, May 7, 2008
12:00 PM
Registration Opens
2:15 PM
1. "Soup to Nuts" - General Compliance for Intermediaries (Part 1)
3:45 PM
Coffee Break
4:00 PM
2. "Soup to Nuts" - General Compliance for Intermediaries (Part 2)
5:30 PM
Reception
9:00 PM
Hospitality Suite
Thursday, May 8, 2008
7:30 AM
Continental Breakfast
8:30 AM
3. Clearing Developments and Customer Asset Protection
4. Hedge Funds
5. OTC Derivatives
10:00 AM
Coffee Break
10:00 AM
Give Up Update
10:30 AM
6. What's New at the CFTC?
12:00 PM
Luncheon Speaker - Ronald Brownstein
2:00 PM
7. New Account Documentation
8. Professional Responsibility
9. Managing Risk in a Global Environment
3:30 PM
Coffee Break
4:00 PM
10. Exchange and SRO Developments: New Rules, New Products, New Parties
11. Energy and Agriculture: What's Old is New Again
12. The Nuts & Bolts of Order Handling
7:00 PM
Offsite Reception & Dinner
9:00 PM
Hospitality Suite
Friday, May 9, 2008
8:30 AM
13. Broker Dealer Regulation
14. Litigation and Enforcement
15. The Future of Futures Regulation and Other Financial Services
10:00 AM
Coffee Break
10:30 AM
16. Retail FOREX and Other Retail Transactions
17. International Developments
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Suite 600
Washington, D.C. 20006
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