L&C 2008 Program

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L&C 2008 Program

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L&C 2008 Program

* Program subject to change

Wednesday, May 7, 2008
12:00 PM	Registration Opens
2:15 PM	1. "Soup to Nuts" - General Compliance for Intermediaries (Part 1)
3:45 PM	Coffee Break
4:00 PM	2. "Soup to Nuts" - General Compliance for Intermediaries (Part 2)
5:30 PM	Reception
9:00 PM	Hospitality Suite

Thursday, May 8, 2008
7:30 AM	Continental Breakfast
8:30 AM	3. Clearing Developments and Customer Asset Protection	4. Hedge Funds	5. OTC Derivatives
10:00 AM	Coffee Break
10:00 AM	Give Up Update
10:30 AM	6. What's New at the CFTC?
12:00 PM	Luncheon Speaker - Ronald Brownstein
2:00 PM	7. New Account Documentation	8. Professional Responsibility	9. Managing Risk in a Global Environment
3:30 PM	Coffee Break
4:00 PM	10. Exchange and SRO Developments: New Rules, New Products, New Parties	11. Energy and Agriculture: What's Old is New Again	12. The Nuts & Bolts of Order Handling
7:00 PM	Offsite Reception & Dinner
9:00 PM	Hospitality Suite

Friday, May 9, 2008
8:30 AM	13. Broker Dealer Regulation	14. Litigation and Enforcement	15. The Future of Futures Regulation and Other Financial Services
10:00 AM	Coffee Break
10:30 AM	16. Retail FOREX and Other Retail Transactions	17. International Developments

2001 Pennsylvania Avenue N.W.
Suite 600
Washington, D.C. 20006

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(202) 296-3184 fax
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