BALTIMORE BALLROOM
Through the use of hypothetical examples, this interactive panel will introduce the audience to basic concepts of the futures industry providing a refresher in the basic rules, a review of last year's legal and regulatory developments and a spotlight on unique issues related to e-trading. This panel is intended for persons unfamiliar with futures, as well as experienced veterans who may be seeking a quick refresher on basics.
Co-Moderators:
Gary DeWaal, Senior Managing Director and Group General Counsel, Newedge USA
Ronald Filler, Managing Director, Lehman Brothers
William McCoy, Managing Director, Morgan Stanley
Speakers:
Janice Abrahamson, Futures Consultant, JCA Consulting
Jennifer Baum, Associate Director, Market Regulation, CME Group
Thomas Cohen, Senior Managing Director, Bear Stearns
Eileen Flaherty, General Counsel, DRW Holdings
Beverly Loew, Regulatory Policy Project Officer, Financial Crimes Enforcement Network, U.S. Department of Treasury
Anthony Mansfield, Attorney, Heller Ehrman
Jacqueline Mesa, Director, Office of International Affairs, Commodity Futures Trading Commission
Nancy Minett, Vice President, Compliance, New York Mercantile Exchange
William Penner, Deputy Director, Compliance and Registration, Division of Clearing and Intermediary Oversight, Commodity Futures Trading Commission
Mike Philipp, Capital Partner, Winston & Strawn
Timothy Plews, Partner, Clifford Chance
Kenneth Rosenzweig, Partner, Katten Muchin Rosenman
Thomas Sexton, Vice President, General Counsel and Secretary, National Futures Association
William Wollman, Senior Vice President, Regulatory Oversight & Operational Regulation, Financial Industry Regulatory Authority
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