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FIA Law and Compliance Division Presents:
Conference on the Regulation of Futures, Derivatives and OTC Products
* Program subject to change
Wednesday, May 13, 2009
2:30 PM
1. S2N: Jeopardy Version (Part 1)
4:00 PM
Coffee Break
4:15 PM
2. S2N: Jeopardy Version (Part 2)
5:30 PM
Reception
Thursday, May 14, 2009
7:30 AM
Continental Breakfast
8:30 AM
3. Effective Clearing
4. International Compliance and Regulation
5. New Account Documentation: Effective Negotiation
10:00 AM
Coffee Break
10:30 AM
6. What's New at the CFTC
12:00 PM
Luncheon- Keynote Speaker: Mark Halperin, Editor-at-Large, Senior Political Analyst, TIME
2:00 PM
7. Professional Responsibility
8. Shock and Awe: Hedge Funds Facing a New World
9. Customer Funds and Bankruptcy: Where is My Money?
3:30 PM
Coffee Break
4:00 PM
10. Exchange and SRO Developments
11. Energy and Agriculture: Speculation, Manipulation and Regulation
12. Crisis Management
7:00 PM
Reception and Dinner
Friday, May 15, 2009
7:30 AM
Continental Breakfast
8:30 AM
13. EFP, EFS, EFRs, APOs and BLOCKs- The ABCs of Transaction Execution
14. Litigation and Enforcement
15. Financial Services Regulation Under Scrutiny
10:00 AM
Coffee Break
10:30 AM
16. Developments in OTC Derivatives
17. Mitigating Direct Market Access and Other Electronic Trading Risk
18. How to Maintain a Compliance Culture in a Declining Profits Environment
2001 Pennsylvania Avenue N.W.
Suite 600
Washington, D.C. 20006
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(202) 466-5460
(202) 296-3184 fax
www.futuresindustry.org
