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FIA Law and Compliance Division Presents:
Conference on the Regulation of Futures, Derivatives and OTC Products
Thursday, May 14, 2009 at 2:00 PM
7. Professional Responsibility

Annapolis Ballroom 1/2

This panel will facilitate a discussion, with hypothetical examples, concerning the professional responsibility and ethical obligations of lawyers for derivatives issuers under the ABAís Model Rules of Professional Responsibility and the SECís Attorney Conduct Rule for Issuerís Counsel.


Moderator:
Michael Sackheim, Partner, Sidley Austin

Speakers:
Alexandra Guest, Compliance Officer, Barclays Capital
Peter Malyshev, Counsel, Winston & Strawn
Richard Nathan, Principal, Nathan Law Office
Michael Spafford, Partner, McKee Nelson

2001 Pennsylvania Avenue N.W.
Suite 600
Washington, D.C. 20006
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