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FIA Law and Compliance Division Presents:
Conference on the Regulation of Futures, Derivatives and OTC Products
Thursday, May 14, 2009 at 4:00 PM
10. Exchange and SRO Developments

Annapolis Ballroom 1/2

 

This session will examine exchange and SRO developments with a particular focus on the harmonization of exchange rules, and addressing differences in exchange agreements. The session will also discuss legislative and regulatory initiatives relating to the role of SROs and exchange governance.


Moderator:
Yvonne Downs, Head of Compliance- Americas, Newedge USA

Speakers:
Mark Fabian, Vice President, Market Regulation, ICE Futures U.S.
Kevin Foley, Partner, Katten Muchin Rosenman
Gary Goldsholle, Vice President, Associate General Counsel, Financial Industry Regulatory Authority
Dean Payton, Managing Director, Chief Regulatory Officer, CME Group
Regina Thoele, Senior Vice President, Compliance, National Futures Association

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