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Compliance Reporter - LnC
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FIA Law and Compliance Division Presents:
Conference on the Regulation of Futures, Derivatives and OTC Products

Friday, May 15, 2009 at 8:30 AM
14. Litigation and Enforcement

Annapolis Ballroom 3/4

This session will summarize significant futures and derivatives industry case law and enforcement actions since May 2008. The panel will discuss whether futures and derivatives industry participants should consider changing how they operate in light of these actions.


Moderators:
Dennis Klejna, Senior Vice President, MF Global
Charles Mills, Partner, K&L Gates

Speakers:
Scott Early, Partner, Foley & Lardner
Vincent McGonagle, Senior Deputy Director, Commodity Futures Trading Commission
Gregory Mocek, Partner, McDermott Will & Emery
William Nissen, Partner, Sidley Austin
Daniel Waldman, Partner, Arnold and Porter

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