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FIA Law and Compliance Division Presents:
Conference on the Regulation of Futures, Derivatives and OTC Products
Friday, May 15, 2009 at 8:30 AM
15. Financial Services Regulation Under Scrutiny

Baltimore Ballroom 1/2

 

Whether it's understanding the role of passive investors and speculators in the commodities market, limiting the impact of credit derivatives in the capital markets, transparency for OTC markets, the failure to uncover the Madoff ponzi scheme, or the transformation of Wall Street firms to bank holding companies, the federal regulatory agencies and self regulatory organizations have been under greater scrutiny than ever this past year. This session will discuss the public debate for significant reform of the U.S. regulatory framework, with a focus on regulatory goals and the functional differences among key U.S. regulators.


Moderator:
Robert Klein, Managing Director & Associate General Counsel, Citigroup Global Markets

Speakers:
Dan Berkovitz, Counsel, Permanent Subcommittee on Investigations, U.S. Senate
Penny Fabien, Executive Director & Assistant General Counsel, J.P. Morgan Securities
Douglas Harris, Managing Director, Promontory Financial Group
Mark Young, Partner, Kirkland & Ellis

2001 Pennsylvania Avenue N.W.
Suite 600
Washington, D.C. 20006
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