FIA Law and Compliance Division Presents:
Conference on the Regulation of Futures, Derivatives and OTC Products
* Program subject to change
 Wednesday, May 13, 2009
2:30 PM1. S2N: Jeopardy Version (Part 1)
4:00 PMCoffee Break
4:15 PM2. S2N: Jeopardy Version (Part 2)
5:30 PMReception
 Thursday, May 14, 2009
7:30 AMContinental Breakfast
8:30 AM3. Effective Clearing4. International Compliance and Regulation5. New Account Documentation: Effective Negotiation
10:00 AMCoffee Break
10:30 AM6. What's New at the CFTC
12:00 PMLuncheon- Keynote Speaker: Mark Halperin, Editor-at-Large, Senior Political Analyst, TIME
2:00 PM7. Professional Responsibility8. Shock and Awe: Hedge Funds Facing a New World9. Customer Funds and Bankruptcy: Where is My Money?
3:30 PMCoffee Break
4:00 PM10. Exchange and SRO Developments11. Energy and Agriculture: Speculation, Manipulation and Regulation12. Crisis Management
7:00 PMReception and Dinner
 Friday, May 15, 2009
7:30 AMContinental Breakfast
8:30 AM13. EFP, EFS, EFRs, APOs and BLOCKs- The ABCs of Transaction Execution14. Litigation and Enforcement15. Financial Services Regulation Under Scrutiny
10:00 AMCoffee Break
10:30 AM16. Developments in OTC Derivatives17. Mitigating Direct Market Access and Other Electronic Trading Risk18. How to Maintain a Compliance Culture in a Declining Profits Environment
2001 Pennsylvania Avenue N.W.
Suite 600
Washington, D.C.20006
(202) 466-5460 phone
(202) 296-3184 fax