FIA Law and Compliance Division Presents:
Conference on the Regulation of Futures, Derivatives and OTC Products
* Program subject to change
| Wednesday, May 13, 2009 | |||
| 2:30 PM | 1. S2N: Jeopardy Version (Part 1) | ||
| 4:00 PM | Coffee Break | ||
| 4:15 PM | 2. S2N: Jeopardy Version (Part 2) | ||
| 5:30 PM | Reception | ||
| Thursday, May 14, 2009 | |||
| 7:30 AM | Continental Breakfast | ||
| 8:30 AM | 3. Effective Clearing | 4. International Compliance and Regulation | 5. New Account Documentation: Effective Negotiation |
| 10:00 AM | Coffee Break | ||
| 10:30 AM | 6. What's New at the CFTC | ||
| 12:00 PM | Luncheon- Keynote Speaker: Mark Halperin, Editor-at-Large, Senior Political Analyst, TIME | ||
| 2:00 PM | 7. Professional Responsibility | 8. Shock and Awe: Hedge Funds Facing a New World | 9. Customer Funds and Bankruptcy: Where is My Money? |
| 3:30 PM | Coffee Break | ||
| 4:00 PM | 10. Exchange and SRO Developments | 11. Energy and Agriculture: Speculation, Manipulation and Regulation | 12. Crisis Management |
| 7:00 PM | Reception and Dinner | ||
| Friday, May 15, 2009 | |||
| 7:30 AM | Continental Breakfast | ||
| 8:30 AM | 13. EFP, EFS, EFRs, APOs and BLOCKs- The ABCs of Transaction Execution | 14. Litigation and Enforcement | 15. Financial Services Regulation Under Scrutiny |
| 10:00 AM | Coffee Break | ||
| 10:30 AM | 16. Developments in OTC Derivatives | 17. Mitigating Direct Market Access and Other Electronic Trading Risk | 18. How to Maintain a Compliance Culture in a Declining Profits Environment |