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L&C 2010 Program
* Program subject to change
Wednesday, April 28, 2010
2:30 PM
1. Soup to Nuts (Part 1)
4:15 PM
2. Soup to Nuts (Part 2)
5:30 PM
Reception
9:00 PM
Hospitality Suite
Thursday, April 29, 2010
8:30 AM
3. An Evolving Customer Asset Protection Regime
4. Position Limits and Hedge Exemptions in Energy and Agriculture
5. Professional Responsibility
10:30 AM
6. What's New at the CFTC?
12:00 PM
Keynote Luncheon
2:00 PM
7. Exchange and SRO Developments
8. International Compliance and Regulation
9. The Regulation of OTC Derivatives, Swaps Dealers and MSPs
4:00 PM
10. Developments for Hedge Funds and Investment Managers
11. Litigation and Enforcement
12. The Clearing of Listed and OTC Derivatives Products
7:00 PM
Reception and Dinner
9:00 PM
Hospitality Suite
Friday, April 30, 2010
8:30 AM
13. A Futures Compliance Update
14. Environmental Markets
15. The Future of Intermediation: The Next Generation
10:30 AM
16. SEC and FINRA Regulatory Hot Issues Update
17. New Account Documentation
2001 Pennsylvania Avenue N.W.
Suite 600
Washington, D.C. 20006
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