Baltimore 1/2

This panel will facilitate a discussion, with hypothetical examples, concerning the professional responsibility and ethical obligations of lawyers for derivatives issuers under the ABA’s Model Rules of Professional Responsibility and the SEC’s Attorney Conduct Rule for Issuer’s Counsel.

Moderator:
Michael Sackheim, Partner, Sidley Austin

Speakers:
Robert Paul, Executive Director, Nomura Securities International
Howard Schneider, Consultant, Navigant Consulting
Daniel Waldman, Partner, Arnold Porter