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L&C 2010 Program
Thursday, April 29, 2010 at 2:00 PM
7. Exchange and SRO Developments

Woodrow Wilson B

This session will examine exchange and SRO developments since May 2009 with a particular focus on exchange rules governing trade execution and governance, as well as differences in exchange agreements. The session will also discuss legislative and regulatory initiatives relating to the role of SROs and exchange governance.


Moderator:
Michelle Broom, Managing Director, Macquarie Futures USA

Speakers:
Karl Cooper, Chief Regulatory Officer, NYSE Liffe U.S.
Edward Dasso, Manager, Market Regulation, IntercontinentalExchange
Thomas LaSala, Managing Director & Chief Regulatory Officer, CME Group
David Mitchell, Partner, Fried, Frank, Harris, Shriver & Jacobson
Carol Wooding, Assistant General Counsel, National Futures Association

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