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L&C 2011 Program

* Program subject to change

Wednesday, May 4, 2011
2:00 PM	Registration Opens
2:30 PM	1. Soup to Nuts: Contemporary Topics in the post-Dodd Frank World or How do you Give Advice when No One Knows the Answers? (Part 1)
4:15 PM	2. Soup to Nuts: Contemporary Topics in the post-Dodd Frank World or How do you Give Advice when No One Knows the Answers? (Part 2)
5:30 PM	Reception

Thursday, May 5, 2011
7:30 AM	Registration Opens
8:30 AM	3. Business Conduct Standards	4. Compliance Issues for Futures Execution	5. Professional Responsibility
10:30 AM	6. The Future of OTC Swap and Exchange-traded Documentation	7. Global Developments in Financial Regulatory Reform	8. Manipulation, Anti-Disruptive Trading and other Litigation and Enforcement Issues
12:00 PM	Keynote Luncheon: Inside the Secret World of The Supreme Court
2:00 PM	9. The ABCs of DCMs, SEFs and SROs	10. Position Limits and Hedge Exemptions	11. The Clearing of OTC Swaps
4:00 PM	12. An Overview of Security-Based Swaps	13. The ABCs of FCMs, IBs, SDs, MSPs, SBSDs, and MSBSPs	14. The Protection of Customer Funds and Other Collateral Issues in U.S. vs. U.K.
5:30 PM	Reception and Dinner

Friday, May 6, 2011
7:30 AM	Registration Opens
8:30 AM	15. Developments in Agriculture and Energy	16. Developments for Hedge Funds and Investment Managers	17. The Evolving Role of the Compliance Officer
10:30 AM	18. Reporting and Recordkeeping � Too Much Information? Too Soon?	19. Surviving a Regulatory Exam or Inquiry

2001 Pennsylvania Avenue N.W.
Suite 600
Washington, D.C. 20006

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