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L&C 2012 Program
* Program subject to change
Wednesday, May 9, 2012
1:30 PM
Registration Opens
2:00 PM
1. Soup to Nuts
4:30 PM
2. Protection of Customer Funds
6:00 PM
Opening Reception
7:05 PM
Baseball Outing: Baltimore Orioles v Texas Rangers
Thursday, May 10, 2012
7:30 AM
Registration Opens
8:30 AM
3. Looking West and East: The International Implications of Clearing Swaps and Trading Futures Post MF Global
4. An Exchange and SEF Update
5. “Who, What and Where?” – Product and Entity Definitions
10:30 AM
6. The Federal Reserve Board – The Industry’s New Regulator
7. Professional Responsibility
8. The Basics of Give Ups and Back Office Operations
12:00 PM
Keynote Lunch
2:00 PM
9. Litigation and Enforcement Update
10. The Role of the Compliance Officer and Internal Controls in the New World
11. “Sanity Clauses” – Basics in Documentation
4:00 PM
12. Meet the CFTC Directors – Where We Are Going in 2012
7:00 PM
Reception and Dinner
Friday, May 11, 2012
7:30 AM
Registration Opens
8:30 AM
13. “Aggregation, Implementation & Frustration” Position Limits and other Developments in Commodities
14. The Clearing of OTC Swaps
15. Basics of Execution Issues (Anti-disruptive Trading and Order Handling)
10:30 AM
16. The Nuts and Bolts of Reporting and Recordkeeping
17. Asset Management Developments
18. “What Clients and Regulators Want” – Internal and External Business Conduct Standards
12:00 PM
Farewell Networking Box Lunch
2001 Pennsylvania Avenue N.W.
Suite 600
Washington, D.C. 20006
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