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L&C 2012 Program
Friday, May 11, 2012 at 10:30 AM
16. The Nuts and Bolts of Reporting and Recordkeeping

Harborside C

This session will discuss the regulatory requirements for maintaining records of derivative transactions, as well as the reporting requirements associated with cleared and uncleared transactions.  The panel will discuss the regulatory requirements and operational issues relating to Swap Data Repositories.  The panel will also discuss the CFTC’s final rules requiring large trader reporting of certain commodity swaps and the real time public reporting of swaps.

Moderator:
Sebastian Tiger, Director, Co-Manager Fixed Income Compliance, General Counsel Division, Credit Suisse Securities (USA)

Speakers:
Charles Collins, Executive Director, ISD Compliance, Morgan Stanley
Athena Eastwood, Special Counsel, Cadwalader Wickersham & Taft
Bruce Fekrat, Special Counsel, WilmerHale
James Moran, Executive Director, Global Market Regulation Strategic & Technology Initiatives, CME Group
Jeffrey Steiner, Counsel, Gibson, Dunn & Crutcher

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