THIS EVENT IS NOT OPENED TO FIA NON-MEMBERS OR THE PRESS

FIA Law & Compliance Speaker Program presents

A MID-YEAR UPDATE
 
This is a unique opportunity for FIA members to ask questions and directly receive an update from our SROs on current and developing issues in listed and OTC derivatives markets such as SRO harmonization, exchange and clearing organization initiatives and customer protection. The Mid-Year Checkup is especially beneficial to legal, compliance and operations professionals, as well as any other industry participant that directly interfaces with clients on these issues.

This panel includes:
A representative from the CME Group
Daniel McElduff, Senior Vice President, Director of Compliance, ELX Futures, L.P.
Trabue Bland, Director of Regulatory Affairs, IntercontinentalExchange, Inc.
Mark Fabian, Vice President, Market Regulation, IntercontinentalExchange, Inc. Futures U.S.
Tom Sexton, Vice President, Secretary General Counsel, National Futures Association
Karl Cooper, Chief Regulatory Officer, NYSE Liffe U.S.

Date: November 12, 2009

Place:
Barclays Capital
Allan S. Kaplan Auditorium
745 Seventh Avenue
(Between 49th and 50th)
New York, New York

Time: 3:30 p.m. - 5:30 p.m.

Registration Fee: $15.00


Online registration is closed.
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