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  • HOME
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  • EVENTS
    • Conferences
      • Boca 2013
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      • NY Expo 2013
      • IDX 2013
      • Korea
      • Bürgenstock
      • Expo 2013
      • Asia Derivatives Conference
      • Past Conferences /Available Audio
    • Webinars
    • FI Calendar
  • ADVOCACY
    • Regulatory
      • CFTC Considers Trade Execution Rules
    • Financial Reform
    • Summary of Final Dodd-Frank Rules
    • Statements and Testimony
    • FIA Comment Letters
    • Position Limits
    • 60/40 Tax Treatment
    • AML Rules
    • Barings Global Task Force
    • CFTC Rule 1.49
    • Electronic Trading and Order Routing
    • Commodity Market Regulation
  • DOCUMENTATION
    • Documents
    • Give-Up Screening Agreement
    • Customer Limit Screening Agreement
    • FIA-ISDA Cleared Derivatives Execution Agreement
    • FIA-ISDA Cleared Derivatives Addendum
    • FIA Tech
    • Give-Up Projects/EGUS
      • Adherence Agreement
      • Pricing System
      • Give-Up Agreements
      • EFP Agreements
      • Participating Firms
      • EGUS User Guides
      • EGUS Statistics
      • EGUS Contacts
      • EGUS Web Trainings
    • Give-Up Projects/eGAINS
      • Resources/Documentation:
        • On-boarding Documentation
        • System Documentation
      • FAQ's
        • FAQ-eGAINS Overview
        • FAQ-Set-Up
        • FAQ-Trade Processing
      • Contact Information
      • eGAINS Participants
      • eGAINS Web Trainings
      • eGAINS Processing Schedule
    • FIA-ISDA Cleared Execution Agreement
  • MEMBERSHIP
    • Membership
    • Member Benefits
    • Member Types
    • Application and Dues
    • Member Firms
  • MAGAZINE
    • FI Magazine
    • Mobile Futures Industry
    • Issue Archives
    • Advertising
      • 2013 Mechanical Specifications
      • 2013 Rate Card
      • 2013 Editorial Calendar and Deadlines
      • Banner Advertising
    • FI 2013 Media Planner
  • DIVISIONS
    • About FIA Divisions
    • FIA Chicago
      • 9th Annual FIA Chicago Golf Outing
      • 2013 Annual Meeting and Washington Update
      • The First 100 Days
      • 8th Annual FIA Chicago Golf Outing
      • 12th Annual Summer Outing
      • 2012 Annual Meeting & Washington Update
      • LCH.Clearnet Overview
      • FIA Chicago's 7th Annual Golf Outing
      • Washington Update
      • FIA Chicago’s 11th Annual Summer Outing
      • 2011 Annual Meeting & Washington Update
      • Chicago Clearing: Where are we now? Where are we going?
      • An Introduction to New York Portfolio Clearing (NYPC)
      • Annual Meeting & Washington Update
      • 6th Annual FIA Chicago Golf Outing
      • FIA Chicago’s 10th Annual Summer Outing
      • The Globalization of Derivatives: Accessing Latin American Futures Markets
      • Two Views of Credit Derivatives Clearing
      • FIA Chicago's 9th Annual Summer Outing
      • FIA Chicago Golf Outing 2009
      • Annual Meeting & Washington Update
      • CME-NYMEX Integration
      • FIA Chicago's 8th Annual Summer Outing
      • ICE Clear Update
      • FIA Chicago Golf Outing 2008
      • CME Group Update
      • New CFTC Commissioners
      • CME Update
      • FIA Chicago Golf Outing 2007
    • FIA Japan
    • FIA Futures Services
      • FIA FSD Angelo LaSpina Golf Outing
      • FIA Washington Update
      • FSD Annual Holiday Party
      • LSOC & Customer Gross Margin - The Vendor's Perspective
      • FIA FSD 2nd Annual Summer Outing
      • FIA FSD Washington Update
      • FIA FSD Angelo LaSpina Golf Outing 2012
      • 2nd Annual Meet & Greet
      • FSD Annual Holiday Party
      • Eris Exchange: 2011 Initiatives
      • Futures Services Division 1st Annual Summer Outing
      • LCH.Clearnet Overview
      • FIA Futures Services Division Angelo LaSpina Golf Outing
      • FSD Membership Drive
      • International Derivatives Clearing Group Overview
      • FSD Annual Holiday Party
      • NY Portfolio Clearing Overview
      • ICE Updates: 2010 Initiatives
      • Futures Services Division Golf Outing
      • Futures Services Division Monthly Dinner with CFTC Commissioner Michael Dunn
      • Past Futures Services Division Events
    • FIA Information Technology
      • Top Tech Trends 2013
      • Social Media and Futures
      • Streamlining the Transfer Process
      • IT Division Holiday Party
      • Perspectives on High Frequency Trading and its Overall Impact on the Market
      • Worlds Collide
      • Operational Challenges of Introducing OTC Products into the Listed Environment
      • IT Division Holiday Party
      • Tech Wednesday: Access, Opportunity and Regulation - The Future of Co-Location
      • IT Division Annual Meeting and Risk Management Debate
      • 2009 IT Division Holiday Party
      • Tech Wednesday: Hardware Accelerators
      • Tech Wednesday: Exchange Technology Leaders
      • Tech Wednesday: Exchange Technology Leaders - May 2009
      • The Futures Industry & Vendors: Solving Common Challenges
      • Tech Wednesday: Exchange Technology Leaders - January 2009
      • Past FIA IT Division Events
    • FIA Law & Compliance
      • FIA Law & Compliance Speaker Program presents CFTC Commissioner Scott O'Malia
      • FIA Law & Compliance Speaker Program presents A Mid-Year Update
      • FIA Law & Compliance Speaker Program presents Jeff Harris
      • FIA Law & Compliance Speaker Program presents Duncan L. Niederauer
      • New CFTC Commissioners - Chicago
      • New CFTC Commissioners - New York
      • The SEC: Mobility of Market Actors and Financial Regulation
    • Past Division Events
      Available Audio/PDFs
  • AFFILIATES
    • FIA Asia
    • FIA Principal Traders Group
    • FIA European Principal Traders Association
    • FIA Tech
    • The Institute for Financial Markets
  • RESOURCES
    • Press Center
    • FIA Business Continuity/ Disaster Recovery
    • Disaster Recovery Test Registration
    • Disaster Recovery Test
      • Past DR Tests and Briefings
      • Reports and Studies on Clearing
      • Standards Information
        • FIA Standards Roundtable
      • Barings Global Task Force
Documents
  • CFTC Rule 1.73 (a)(2)(iv) for Future Give-Ups
    • EGUS Screening agreement – slide presentation accompanying webinar
    • Procedural Guidance: 1.73(a)(2)(iv) Futures Give Ups
    • Rule 1.73 Give Ups: Proposed Solution
    • Agreement for Executing Broker to Screen for Clearing Broker Limits
  • CFTC Rule 1.73 (a)(2)(v)(B) (Bunched Orders)
    • Customer Limit Screening Agreement – 5/2013
    • Customer Limit Screening Agreement FAQ - 5/2013
  • FIA Risk Disclosure Booklet
  • FIA-ISDA Documentation for Cleared Derivatives
    • FIA-ISDA Cleared Derivatives Execution Agreement 1.1 (Sept. 19, 2012)
    • FIA-ISDA Cleared Derivatives Execution Agreement 1.0 (June 11, 2011)
    • FIA-ISDA Cleared Derivatives Addendum (Aug. 29, 2012)
  • FIA Issues Model Disclosure Form to Assist FCMs in Complying with CFTC Regulation 1.71 (July 13, 2012)
  • FIA Issues Order Handling Recommendations for Executing Brokers (March 14, 2012)
  • FIA Task Force Issues Initial Recommendations for Enhancing Customer Funds Protections (Feb. 29, 2012)
  • Give-up Agreements
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    Documents
    Give-Up Screening Agreement
    Customer Limit Screening Agreement
    FIA-ISDA Cleared Derivatives Execution Agreement
    FIA-ISDA Cleared Derivatives Addendum
    FIA Tech
    Give-Up Projects/EGUS
    Give-Up Projects/eGAINS
    FIA-ISDA Cleared Execution Agreement
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