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Compliance Reporter - LnC
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Law & Compliance 2005 Program

* Program subject to change
                Wednesday, May 11, 2005
11:00 AMRegistration
2:30 PM1. SOUP TO NUTS
4:00 PMCoffee Break
4:15 PM2. HOT NEW TRENDS IN FCM COMPLIANCE3. INTRODUCTION TO DERIVATIVES
5:45 PMWelcome Reception at the Renaissance Harborplace Hotel
 
                Thursday, May 12, 2005
7:30 AMContinental Breakfast
7:30 AMRegistration
8:30 AM4. CLEARING AND COLLATERAL MANAGEMENT5. FOREIGN EXCHANGE6. LITIGATION AND ENFORCEMENT
10:00 AMCoffee Break
10:30 AM7. WHAT’S NEW AT THE CFTC?
12:00 PMLunch
2:00 PM8. EXCHANGE COMPETITIVE LANDSCAPE9. BROKER DEALER REGULATION10. DEVELOPMENTS IN THE ENERGY MARKETS
3:30 PMCoffee Break
4:00 PM11. LEGAL ETHICS12. TECHNOLOGY AND FUTURES13. ANTI-MONEY LAUNDERING
6:30 PMReception/Light Dinner at McCormick & Schmick's
 
                Friday, May 13, 2005
7:30 AMRegistration
7:30 AMContinental Breakfast
8:30 AM14. Crisis Management15. INTERNATIONAL DEVELOPMENTS
10:00 AMCoffee Break
10:30 AM16. ASSET MANAGEMENT AND HEDGE FUND ISSUES17. ADVANCED DERIVATIVES
12:00 PMWorkshop Adjourns
12:00 PMSixth Annual FIA Law & Compliance Division Golf Tournament
  Home FI Magazine Conferences FI Calendar Resource Guide The IFM Principal Traders Group
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